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ComplianceAlpha Regulatory Technology - What's New in 2022

Join us for an exciting update on new features and enhancements added to ComplianceAlpha to help you monitor your firm's risk and streamline time-consuming tasks, as well as a sneak peak of what is on the horizon.

June 14, 2022 8am PDT | 11am EDT Your Desk!

Future-proof and simplify your compliance management responsibilities with our integrated regulatory technology platform.

New features at a glance include:

  • New Electronic Communication (eComms) Surveillance and Archiving Solution to identify high-risk activities and behaviors
  • New Control Room Solution to help identify conflicts of interest and mitigate insider trading risk
  • Employee Compliance Solution:
    • Crypto broker support
    • New Open Banking broker support
    • Anonymous whistleblower functionality
  • Compliance Management Solution:
    • New ways to track expert network meetings
    • Expanded workflow capabilities through the use of custom forms
  • Building a scalable "Most Favored Nations" workflow when managing side letters
  • Enhancements to the ComplianceAlpha mobile app


Jordan Schwartz

Jordan Schwartz

Partner, Product Management

Pat Conroy

Pat Conroy

Partner, Sales

Blake Hausladen

Blake Hausladen

Product Director

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