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Trade Surveillance Deep Dive Report

Published by 1LoD, April 2021

As trade surveillance tools grow more sophisticated, old issues like false positives and new market challenges may have finally met their match. The question is, will surveillance experts need to become tech experts, too?

Industry analyst 1LoD recently hosted a two-day Deep Dive on the future of trade surveillance. Attendees were from all over the globe and represented financial institutions (78%), technology firms (19%), and regulators (2%). ACA’s Michael Lehman, Partner and product manager for ACA’s Market Abuse Surveillance technology in ComplianceAlpha®, spoke at the event. 

We recommend checking out the full report to get a sense for what your peers are doing, what regulators expect, how your firm compares, and what you might need to do to strengthen your firm’s surveillance program.