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Private Markets Quarterly Update

Q1 2022

Download our quarterly newsletter to learn more about notable regulatory developments and industry insights.

This update will cover:

  • Common Deficiencies Uncovered in Private Fund Manager Examinations
  • SEC’s Examination Division 2022 Examination Priorities
  • SEC’s Rule Proposals Seek to Reform the Private Fund Industry
  • Real Estate Fund Advisers: Impact of SEC’s Proposed Private Fund Regulations
  • SEC’s Proposed Amendments to Form PF
  • SEC’s Proposed Rule Amendments Regarding SPACs, Shell Companies and Projections
  • The SEC’s Sweep Enquiries Relating to Unauthorized Electronic Communications
  • Custody Rule: Recent Noteworthy SEC Enforcement Actions
  • Exempt Reporting Advisers – Lessons From a Recent SEC Enforcement Activity