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Webcast

Digital Asset Securities for Broker-Dealers

Tune in to our discussion about the regulatory and legal developments surrounding digital asset securities and what broker-dealers should consider if they are thinking about investing in digital assets.

On Demand Anytime Your Desk!

The U.S. Securities and Exchange Commission (SEC) made clear earlier this year when they issued their 2021 Examination Priorities and this Risk Alert that investments and dealings in digital assets are a priority and focus area.

During this webcast, we'll discuss:

  • Advances in the use of distributed ledger or blockchain technology for payment and trading of digital asset securities
  • Regulatory and legal developments around digital asset securities
  • Predictions for the future of digital asset securities in the broker-dealer arena
  • Considerations for digital asset investment advisors

We hope you will join us for an interactive discussion.

Speakers

Carlo di Florio

Carlo di Florio

Global Chief Services Officer, ACA Group

Anthony Perez

Anthony Perez

Senior Principal Consultant, ACA Group

Mike Seery

Mike Seery

Senior Principal Consultant, ACA Group

Pat LaVecchia

Pat LaVecchia

CEO and Co-Chairman, Oasis Pro Markets, LLC

Lilya Tessler

Lilya Tessler

Partner, Sidley Austin LLP

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