Our Appointed Representative (‘AR’) solution has been available for almost two decades and is an FCA-recognised, and tried and tested method to undertake regulated activity under ACA Mirabella’s effective supervision. Following a brief due diligence period (including corporate and individual background checks), we register your UK firm with the FCA as an AR under ACA Mirabella, which acts as the Principal Firm, and shortly thereafter add you (and colleagues if appropriate) to act for the AR in a customer-facing function.
Once approved (typically 2-3 weeks) you can commence advisory, deal-arranging, capital raising activities with full regulatory coverage. We retain responsibility for the compliance aspects and take care of such policies, procedures and controls allowing you to focus on your business activities. As at 1 January 2021, ACA Mirabella had more than 65 Appointed Representative clients.
To learn more, complete this form and our Head of Client Development, Anthony Bennett, will arrange an initial call.