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The UK's Investment Firm Prudential Regime

13 Key Considerations for Successful Implementation

The Investment Firm Prudential Regime (“IFPR”) comes into force for all UK MiFID investment firms on 1 January 2022.

First developed by the EU and subsequently refined by the FCA, the proposed new prudential rules introduce more complex and onerous capital, liquidity, reporting and governance requirements for affected firms.

Download our checklist that captures 13 considerations for firms implementing the required changes ahead of the 1 January 2022 deadline, including:

  1. Timing
  2. Scope
  3. Proportionality
  4. Group Consolidation
  5. Own Funds
  6. Permanent Capital Requirement
  7. Fixed Overhead Requirement
  8. K Factors
  9. Liquidity
  10. Concentration Risk
  11. Remuneration
  12. The ICARA
  13. Changes to Regulatory Reporting 
     

Questions?

Our experienced Prudential team are on hand with a wide range of solutions designed to help make your IFPR and regulatory reporting obligations as simplified and seamless as possible. Complete the form below or call +44 (0) 20 7042 0500 to connect with us.
 

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