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The SEC’s New ESG Expectations

Join us for a fireside chat where we will address the latest updates to the U.S. Securities and Exchange Commission's (SEC's) expectations for environmental, social, and governance (ESG) and share related insights from our experience.

November 10, 2022 8am PT | 11am ET Your Desk!

The SEC’s cross-agency ESG focus has caught many firms by surprise during the last two years. This year alone, the SEC has conducted countless ESG examinations and issued two ESG rule proposals that would affect investment managers. The agency has also announced multiple ESG enforcement actions. Many CCOs wonder: What is my role?

Our fireside chat will address these changes and share related insights from our experience, including:

  • Observations from ESG examinations and a discussion of SEC expectations
  • A discussion of enforcement actions from the SEC’s Climate and ESG Task Force and our expectations for the SEC’s enforcement posture moving forward
  • A discussion of proposed ESG rules and their implications for financial firms
  • How to prepare for the year ahead


Adam Aderton

Adam Aderton

Partner at Willkie Farr & Gallagher

Former Co-Chief of the SEC’s Division of Enforcement Asset Management Unit and member of the SEC Climate and ESG Task Force

Dan Mistler

Dan Mistler

Partner and Head of ACA’s ESG Advisory Services

Alyssa Briggs

Alyssa Briggs

Managing Director of Client Development for ACA’s ESG Advisory Services

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