2:00pm - 2:05pm ET: Introductions
2:06pm - 2:50pm ET: Presentation
2:51pm - 3:00pm ET: Q&A
The U.S. Securities and Exchange Commission's (SEC) Division of Examinations recently issued a risk alert highlighting common deficiencies in material non-public information (MNPI) observed during examinations.
July 14, 2022 | 11am PT | 2pm ET | Your Desk! |
Join us July 14th when we will have a live discussion about why these deficiencies are so common and how your firm can avoid making the same mistakes.
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Carlo di FlorioGlobal Advisory Leader, ACA Group |
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Dan CampbellDirector, ACA Group |
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Jason HowardGeneral Counsel and CCO, Tegus |
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Jim LundyPartner, Foley & Lardner LLP |
CLE credit will be applied for in all applicable states. Foley & Lardner LLP certifies that this activity has been approved for California MCLE Credits by the State Bar of California. Foley & Lardner LLP is a State Bar of California MCLE approved provider. For the purposes of New York CLE credit, this program is appropriate for newly admitted and experienced attorneys.