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Consultant's Corner Webcast

What Firms Should Know About the Deficiencies Uncovered in Private Fund Manager Examinations

Tune in as our team discusses the recent SEC alert and answers attendee questions. 

On Demand Any time Your Desk!

Join us for a special live Consultant's Corner webcast where we'll discuss what firms should know about the recent deficiencies uncovered in private fund manager examinations.

Discussion Topics

  • Contractual Compliance Failures
  • Misleading Marketing Activities
  • Inadequate Investment, Operational and Vendor Due Diligence
  • Inappropriate Hedge Clauses in Fund Governing Documents

All webcasts are recorded and sent to registrants following the live event. 


Dan Campbell

Dan Campbell

Senior Principal Consultant - Compliance, ACA Group

Shivani Choudhary

Shivani Choudhary, CFA, CIPM

Managing Director - Performance, ACA Group

Jordan Schwartz

Jordan Schwartz

Partner - Technology, ACA Group


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