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Private Markets Quarterly Update

Q3 2021

We sincerely hope this newsletter finds you safe and well. Download our quarterly newsletter to learn more about notable regulatory developments and industry insights.

This update will cover:

  • Chairman Gensler Signals an Increase in Scrutiny & Regulation of Private Markets Fund Industry
  • Noteworthy Recent Trends in SEC Examinations and Enforcement Actions
  • How Does Recent Guidance on Principal and Cross Trades Apply to Real Estate and Private Equity Advisers?
  • Compliance Considerations for Fund Managers Sponsoring SPACs
  • The FCA Clears the Way for Potentially Greater SPAC Issuance
  • A Practical Guide to Marketing Investment Performance Under the SEC’s New Marketing Rule
  • Practical Tips on How Private Fund Managers Can Enhance their Side Letter Management Processes Amidst Increase in Regulatory and Investor Scrutiny
  • Notable Industry Developments
  • EU Cross Border Fund Distribution Directive and Regulation - Raises More Questions than it Answers?
  • Cybersecurity Developments