Hedge Fund Quarterly Update

This update will cover:

• SEC Enforcement Results for FY 2021
• SEC Continued Focus on Digital Assets and DeFi Platforms
• SEC Chairman's Public Comments on the Private Fund Industry
• ACA Investment Management Compliance Testing 2021 Survey
• New Marketing Rule: An Updates
• SEC Announces Win in Jury Trial Against Hedge Fund Adviser
• SEC Staff Report on Equity and Options Market Structure Conditions in Early 2021
• SEC's Recent Sweep Inquiries & Enforcement Action Relating to Unauthorized Electronic Communications at Big Banks
• SEC Chairman Highlights Continued Scrutiny of SPACs
• SEC Risk Alert: Investment Adviser's Fee Calculations
• SEC Focus on Alternative Data
• Noteworthy Insider Trading Cases
• SEC Rule Proposals and Regulatory Approvals