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Get Ready to Comply: SEC Marketing Rule Preparation Timeline

The compliance date for the SEC's New Marketing Rule is November 4, 2022. With 1 year to go, ACA’s team of  experts have put together a suggested preparation timeline guide to help firms prepare to implement the changes necessary to comply.

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At ACA’s Fall Virtual Conference, 62% of attendees stated they were worried about all aspects of implementing changes to comply with the SEC’s New Marketing Rule. The compliance date for the rule is November 4, 2022. With 1 year to go, ACA’s team of compliance, performance, and technology experts have put together a suggested preparation timeline to help firms prepare to implement the changes necessary to comply.

Join ACA’s Julia Reyes and Christi James on November 3, 2021 at 11 AM EDT, as they discuss the key actions firms should take.

Discussion Topics:

  • ​​​​Timeline recommendations to prepare for the compliance date
  • Key actions firms should plan for
  • Questions from the audience

Speakers

julia reyes

Julia Reyes

Partner, ACA Group

Christi James

Christi James

Principal Consultant, ACA Group

 

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