Join ACA and K&L Gates for a live webcast that will provide a detailed explanation of the specific performance requirements, how they differ from prior no-action letters, and what steps a firm should take now in order to be ready by the deadline.
| On Demand | Any time | Your Desk! |
The SEC’s recently adopted amendments to Rule 206(4)-1 (the Advertising Rule) under the Investment Advisors Act of 1940 continues to be a hot topic across all firms that are registered with the SEC. The majority of changes that a firm will need to make in order to comply with the new rule are performance related.
Join ACA and K&L Gates for a detailed explanation of the specific performance requirements, how they differ from prior no-action letters, and what steps a firm should take now in order to be ready by the deadline.
In particular, the webcast will address:
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Mike CacceseChairman, Practice Area Leader - Asset Management and Investment Funds, K&L Gates |
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Mike McGrathPartner, K&L Gates |
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Shivani ChoudharyManaging Director, ACA Compliance Group |
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Kim VersaceSenior Principal Consultant, ACA Compliance Group |
Watch our recent webcasts on demand for an overview of the amendments to the Advertising Rule and its practical implications for firms and common FAQs.
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